SEC 8-K Item 5.02 高管/董事变动申报流（v1 = 申报流级）：哪家公司、何时申报、Items 列表与 EDGAR 原文链——由 /events 面板派生（officer_changes 类目）。人名/职务/上任离任方向不在 v1 提取（8-K 文本解析不可靠，宁缺毋滥，与 /congress v1 同边界）。公共域、申报日 PIT；仅展示层，非研究 claim。
2026-10-15
59 · 2026-05-01 → 2026-10-15 · 35 issuers
高管人事变动
独立佐证 · 谁在申报高管变动？
Item 5.02 申报数
59
涉及公司数
35
窗口
2026-05-01 → 2026-10-15
人事申报流
每行链至 EDGAR 主文档原文；仅申报流级——公司、申报日、完整 Item 列表；人级明细（姓名/职务/方向）延后提取、不猜测。
公司
50 / 59
代理委托书 · DEF 14A1,748 · 1,669 · 2026-04-27 → 2026-10-15
股东大会代理委托书申报流（EDGAR 全市场表单级查询，申报日 PIT）——董事/高管/薪酬/持股的法定载体。DEF 14A=新申报；修正实为 DEFA14A（范围外）。人名/薪酬/持股在委托书正文内，v1 不解析——每行链 EDGAR 文件页。
类型
| 发行人 | 表单 | 申报日 | EDGAR |
|---|---|---|---|
| INCOME OPPORTUNITY REALTY INVESTORS INC /TX/ | DEF 14A | 10/15 | EDGAR |
| FRANKLIN WIRELESS CORP | DEF 14A | 10/15 | EDGAR |
| Datacentrex, Inc. | DEF 14A | 10/15 | EDGAR |
| Cactus Acquisition Corp. 1 Ltd | DEF 14A | 10/15 | EDGAR |
| Boxlight Corp | DEF 14A | 10/15 | EDGAR |
| ClimateRock | DEF 14A | 10/15 | EDGAR |
| Korsana Biosciences, Inc. | DEF 14A | 10/15 | EDGAR |
| TRANSCONTINENTAL REALTY INVESTORS INC | DEF 14A | 10/14 | EDGAR |
| AMERICAN REALTY INVESTORS INC | DEF 14A | 10/14 | EDGAR |
| Mountain Crest Acquisition Corp. V | DEF 14A | 10/14 | EDGAR |
| Atlassian Corp | DEF 14A | 10/14 | EDGAR |
| NEPHROS INC | DEF 14A | 10/14 | EDGAR |
| Amesite Inc. | DEF 14A | 10/14 | EDGAR |
| FACT II Acquisition Corp. | DEF 14A | 10/14 | EDGAR |
| Wave Life Sciences, Inc. | DEF 14A | 10/14 | EDGAR |
| Entera Bio Ltd. | DEF 14A | 10/14 | EDGAR |
| SRH Total Return Fund, Inc. | DEF 14A | 10/13 | EDGAR |
| Principal Exchange-Traded Funds | DEF 14A | 10/13 | EDGAR |
| GT Biopharma, Inc. | DEF 14A | 10/13 | EDGAR |
| AmpliTech Group, Inc. | DEF 14A | 10/13 | EDGAR |
| UPEXI, INC. | DEF 14A | 10/13 | EDGAR |
| Healthcare Triangle, Inc. | DEF 14A | 10/13 | EDGAR |
| Kentucky First Federal Bancorp | DEF 14A | 10/13 | EDGAR |
| Health In Tech, Inc. | DEF 14A | 10/13 | EDGAR |
| CRYO CELL INTERNATIONAL INC | DEF 14A | 10/13 | EDGAR |
| IREN Ltd | DEF 14A | 10/13 | EDGAR |
| FiEE, Inc. | DEF 14A | 10/13 | EDGAR |
| GALECTIN THERAPEUTICS INC | DEF 14A | 10/13 | EDGAR |
| Adagio Medical Holdings, Inc. | DEF 14A | 10/13 | EDGAR |
| JAPAN SMALLER CAPITALIZATION FUND INC | DEF 14A | 10/13 | EDGAR |
| Marathon Bancorp, Inc. /MD/ | DEF 14A | 10/13 | EDGAR |
| EGAIN Corp | DEF 14A | 10/13 | EDGAR |
| MODINE MANUFACTURING CO | DEF 14A | 10/13 | EDGAR |
| PRINCIPAL FUNDS, INC. | DEF 14A | 10/13 | EDGAR |
| RMB INVESTORS TRUST | DEF 14A | 10/13 | EDGAR |
| MARZETTI CO | DEF 14A | 10/13 | EDGAR |
| Sezzle Inc. | DEF 14A | 10/09 | EDGAR |
| Elicio Therapeutics, Inc. | DEF 14A | 10/09 | EDGAR |
| FG Communities Holdings Inc. | DEF 14A | 10/09 | EDGAR |
| AZIO AI HOLDINGS, INC. | DEF 14A | 10/09 | EDGAR |
| LSI INDUSTRIES INC | DEF 14A | 10/09 | EDGAR |
| TCW FUNDS INC | DEF 14A | 10/09 | EDGAR |
| INTERNATIONAL BATTERY METALS LTD. | DEF 14A | 10/09 | EDGAR |
| Performance Food Group Co | DEF 14A | 10/09 | EDGAR |
| RADIANT LOGISTICS, INC | DEF 14A | 10/09 | EDGAR |
| Newbury Street II Acquisition Corp | DEF 14A | 10/09 | EDGAR |
| BCB BANCORP INC | DEF 14A | 10/09 | EDGAR |
| Eaton Vance Senior Income Trust | DEF 14A | 10/09 | EDGAR |
| Microvast Holdings, Inc. | DEF 14A | 10/09 | EDGAR |
| Antares Private Credit Fund | DEF 14A | 10/09 | EDGAR |
50 / 600
覆盖口径：窗口共 1,748 份，此处展示最新 600 份（载荷上限）；约四分之一发行人的 EDGAR 名称不含代码，ticker 如实留空。
人级档案 · 董事/高管105/150 · 70% · 664
自最新 ~150 份代理委托书正文解析的董事/高管姓名与职务（保守分级：仅收录「姓名+年龄锚点+同排职务词」的花名册行，或节内中间缩写名+邻近职务词；读不出 = 如实空，绝不猜名）。覆盖率按已处理数如实计数；同一姓名跨公司合并为一人（同名不同人可能误合，披露）。
覆盖率（有名单/已处理）
105/150
70%
解析置信分布
age-rows 81name-roles 24null 45
去重人物数
664
按规范化姓名跨申报去重
职务词计数（前 4）
ceo 151cfo 78coo 36cto 6
高频人物 · 跨公司董事席位交集（前 50）
| 姓名 | 职务词 | 涉及公司数 | 董事席位数 | 公司链 |
|---|---|---|---|---|
| David Lichtenstein | ceo, chairman, director | 4 | 4 | Lightstone Value Plus REIT IV, Inc. · Lightstone Value Plus REIT III, Inc. · Lightstone Value Plus REIT II, Inc. · Lightstone Value Plus REIT I, Inc. |
| David W. Lichtenstein | director, officer | 4 | 4 | Lightstone Value Plus REIT IV, Inc. · Lightstone Value Plus REIT III, Inc. · Lightstone Value Plus REIT II, Inc. · Lightstone Value Plus REIT I, Inc. |
| Joseph E. Teichman | vice_president, secretary, director | 4 | 4 | Lightstone Value Plus REIT IV, Inc. · Lightstone Value Plus REIT III, Inc. · Lightstone Value Plus REIT II, Inc. · Lightstone Value Plus REIT I, Inc. |
| Mitchell Hochberg | coo, president | 4 | 0 | Lightstone Value Plus REIT IV, Inc. · Lightstone Value Plus REIT III, Inc. · Lightstone Value Plus REIT II, Inc. · Lightstone Value Plus REIT I, Inc. |
| Seth Molod | cfo, treasurer | 4 | 0 | Lightstone Value Plus REIT IV, Inc. · Lightstone Value Plus REIT III, Inc. · Lightstone Value Plus REIT II, Inc. · Lightstone Value Plus REIT I, Inc. |
| George R. Whittemore | chairman, director, officer | 3 | 3 | Lightstone Value Plus REIT III, Inc. · Lightstone Value Plus REIT II, Inc. · Lightstone Value Plus REIT I, Inc. |
| Henry A. Butler | chairman, director | 3 | 3 | INCOME OPPORTUNITY REALTY INVESTORS INC /TX/ · TRANSCONTINENTAL REALTY INVESTORS INC · AMERICAN REALTY INVESTORS INC |
| Lightstone V. Mr | cfo, vice_president, treasurer | 3 | 0 | Lightstone Value Plus REIT IV, Inc. · Lightstone Value Plus REIT III, Inc. · Lightstone Value Plus REIT II, Inc. |
| Lightstone V. Prior | cfo, vice_president, treasurer | 3 | 0 | Lightstone Value Plus REIT IV, Inc. · Lightstone Value Plus REIT III, Inc. · Lightstone Value Plus REIT II, Inc. |
| Raymond D. Roberts | director | 3 | 3 | INCOME OPPORTUNITY REALTY INVESTORS INC /TX/ · TRANSCONTINENTAL REALTY INVESTORS INC · AMERICAN REALTY INVESTORS INC |
| Ted R. Munselle | director | 3 | 3 | INCOME OPPORTUNITY REALTY INVESTORS INC /TX/ · TRANSCONTINENTAL REALTY INVESTORS INC · AMERICAN REALTY INVESTORS INC |
| Abigail P. Johnson | ceo, chairman, director | 2 | 2 | Korsana Biosciences, Inc. · Intapp, Inc. |
| Arthur D. Little | ceo, president, vice_president, director | 2 | 1 | RESMED INC · GRI Bio, Inc. |
| Fernando V. Lara Celis | director | 2 | 2 | TRANSCONTINENTAL REALTY INVESTORS INC · AMERICAN REALTY INVESTORS INC |
| Gilbert S. Omenn | ceo, chairman, vice_president, director, officer | 2 | 2 | Amesite Inc. · GALECTIN THERAPEUTICS INC |
| Nicholas J. Swenson | ceo, chairman, president, vice_president, secretary, director | 2 | 2 | BLOOMIA HOLDINGS, INC. · PRO DEX INC |
| Pay Ratio | ceo, director | 2 | 1 | ALLIANCEBERNSTEIN HOLDING L.P. · ANGIODYNAMICS INC |
| Robert A. Jakuszewski | director | 2 | 2 | INCOME OPPORTUNITY REALTY INVESTORS INC /TX/ · TRANSCONTINENTAL REALTY INVESTORS INC |
| AND SECRETARY Brent King | vice_president, secretary | 1 | 0 | Performance Food Group Co |
| Achal Agarwal | cfo, vice_president | 1 | 0 | Amcor plc |
| Adalio T. Sanchez | director | 1 | 1 | AVNET INC |
| Adam M. Baumann Chief | officer | 1 | 0 | Kimball Electronics, Inc. |
| Adrian Rawcliffe | director | 1 | 1 | Wave Life Sciences, Inc. |
| Ahmed M. Shihab | vice_president, officer | 1 | 0 | WESTERN DIGITAL CORP |
| Aik Na Tan | director | 1 | 1 | Wave Life Sciences, Inc. |
25 / 50
董事会构成卡（前 12 家 · 链至已解析的委托书原文）
Performance Food Group Co
董事 18高管 710/09
CONSUMER PORTFOLIO SERVICES, INC.
董事 9高管 1309/30
VIAVI SOLUTIONS INC.
董事 15高管 1210/02
Gold.com, Inc.
董事 13高管 910/01
BGC Group, Inc.
董事 14高管 1110/08
FLEX LTD.
董事 8高管 910/05
H&R BLOCK INC
董事 13高管 209/29
Kimball Electronics, Inc.
董事 5高管 1009/30
ESTEE LAUDER COMPANIES INC
EL董事 12高管 609/30
JAPAN SMALLER CAPITALIZATION FUND INC
董事 9高管 710/13
CLOROX CO /DE/
CLX董事 4高管 810/07
WESTERN DIGITAL CORP
WDC董事 3高管 1010/05
覆盖口径：目标最新 150 份中已处理 150 份（45 分钟硬预算，到点即停，不外推），105 份解析出人物；上轮抓取 14 个请求（每份 ≤2 个：索引+正文；幂等缓存重跑零请求）。职务为文本见证词，可能含往任/外部公司头衔；董事/高管为独立集合（CEO 兼董事两边计数）。
方法学
SEC Form 8-K Item 5.02 officer/director-change filings — DERIVED from the committed form8k panel (category 'officer_changes'; public domain, 17 U.S.C. §105, filed-date PIT). v1 is FILING-STREAM level: one row per 8-K accession with the company, filing date, full item list and EDGAR primary-document link. Person-level extraction (who, which role, appointed vs departed) is DEFERRED: parsing names from 8-K free text is unreliable and an honest omission beats a guessed name — the same v1 boundary as the /congress PTR panel. Inherits the /events panel's bounded 50-issuer universe and its 2026-05-01..2026-10-15 window. Display-only, exploratory, not a research claim; NOT part of any OOS pipeline.